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PLI Publications on Checkpoint

Insights into key issues on SEC Compliance and Corporate
Governance developments from the people that matter in the industry.

CPA's and Corporate Finance Professionals can now benefit from the availability of critical information from experts at leading bodies such as the SEC, in one online, easy-to-access location.

RIA, the leader in knowledge-based solutions in financial compliance, has integrated a list of new titles from PLI on Checkpoint®, RIA's premier online platform. These titles are a great starting point to get up-to-speed on current emerging issues in SEC compliance and corporate governance. Written by well-known industry experts, they provide legal and financial professionals with current, concise references explaining the latest developments in SEC reporting and compliance.

Practising Law Institute (PLI), a pre-eminent continuing legal education organization, joins the Bureau of National Affairs (BNA), Hogan & Hartson, WorldTrade Executive and MicroMash, in integrating their materials on RIA’s Checkpoint®, the leading online provider of information solutions to the accounting and corporate finance communities.

PLI Titles Available

  • SEC Compliance PLI Titles:
    • 35th Annual Institute on Securities Regulation
    • 35th Annual Institute on Securities Regulation Pre-Conference Briefing:
      Counselor or Enforcer? The Role of the Corporate Lawyer Post Sarbanes-Oxley
    • The SEC Speaks 2004
    • Advanced Securities Law Workshop 2003
    • Understanding the Securities Laws
    • Disclosure and Other Lessons Learned After Enron: What You Need to Know Now to File Your 10-K and Other Forms
    • Understanding the Securities Laws 2004
    • Corporate Compliance Institute 2003
    • International Securities Markets 2004: Best Practices and Changing Requirements in Global Markets
    • Nuts and Bolts of Securities Laws 2003
    • Preparation of Annual Disclosure Documents 2003
    • Securities Law and The Internet 2002: Disclosure Practices in Light of Enron and Current SEC Disclosure Initiatives
    • Securities Laws Updates 2004
    • The PCAOB Speaks in 2004
    • Securities Offerings 2004: What Issuer's and Underwriters' Counsel Need to Know
  • SEC Compliance PLI Titles: Bundled Titles
    • The SEC Speaks
    • International Securities Markets
    • Annual Institute on Securities Regulation Pre-Conference Briefing
    • Annual Institute on Securities Regulation
    • Understanding the Securities Law
  • Corporate Governance PLI Titles
    • Advanced Corporate Compliance Workshop 2004
    • D&O Liability and Insurance in a Sarbanes-Oxley World
    • The Sarbanes-Oxley Deskbook
    • Counseling the Corporate Board and Audit Committee in an Era of Change: SEC Disclosure and the Intersection of Corporate Governance
    • Gramm-Leach-Bliley Update 2002: New Regs, New Problems, New Opportunities
    • Understanding the Sarbanes-Oxley Act of 2002: What Every Corporate and Securities Lawyer Needs to Know Now
    • The Impact of Enron: Regulatory, Ethical and Practice Issues for Counsel to Issuers, Underwriters and Financial Intermediaries
    • Living with the New Corporate Governance and Disclosure Regime 2003
    • Directors' and Officers' Liability
    • Corporate Counsel Forum 2004: What You Need to Know About Corporate Liability and Government Enforcement After Sarbanes-Oxley
    • Second Annual Director's Institute on Corporate Governance: What Board Members Need to Know to Be Effective Today and Tomorrow
  • Corporate Governance PLI Titles - Bundled Versions:
    • Advanced Corporate Compliance Workshop
  • Corporate Legal Guidance PLI Titles
    • Advanced Doing Deals 2003: Dealmaking in the New Transactional Marketplace
    • Accountants' Liability after Enron
    • Accountants' Liability (Treatise)
    • Acquiring or Selling the Privately Held Company 2003
    • Basics of Accounting and Finance: Winter 2003: What Every Practicing Lawyer Needs to Know Now
    • How to Draft for Corporate Finance
    • How to Prepare an Initial Public Offering 2004
    • Audit Committee Workshop: When Audit Committee members & lawyers who Advise Them Need to Know
  • Corporate Legal Guidance PLI Titles - Bundled Versions:
    • Basics of Accounting and Finance
    • How to Prepare An Initial Public Offering

Pricing Options
Each PLI title averages 200 pages in length and is approximately $200.00 per title. Upon initial purchase of a PLI title, you'll receive the current year version of the title only, and then be rolled over to the latest current version once available. Bundled Version subscriptions are also available - upon initial purchase, the subscriber receives the current year version of the title plus immediate past prior two year versions of the title on a revolving basis (e.g.: 2004 SEC Update; 2003 SEC Update; and 2002 SEC Update).

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